Privacy Policy, Disclosures and Terms & Conditions:

For Website Usage

Berkeley Advisors, Inc. is registered as an investment adviser with the State of Georgia.

The Berkeley Advisors, Inc. (BAI) website is for information purposes only. The website is not a solicitation or offer to sell securities or offer investment advisory services except, where applicable, in states where we are registered or where an exemption from such registration exists.  The website is not a complete description regarding our services, performance, or the way we may engage with persons or companies.  The contents of this page can change without notice at our sole discretion.

Nothing on this website constitutes tax, accounting, legal, securities, or investment advice, or an opinion on the appropriateness of any investment or planning strategy for your situation. The contents of this website are intended as general information and should not be acted on without obtaining specific tax, legal, accounting, securities, or investment advice from a qualified professional concerning your situation. There are no warranties, express or implied, as to accuracy, timeliness, completeness, or results obtained from any information posted on this website or hyperlinked to any website. We do not warrant or represent that the content is error free, up-to-date, free of computer viruses, or free of technical inaccuracies or typographical errors. As our industry will remind you:  Past performance is not an indicator of future results.  Neither we nor any provider or hyperlinked site shall be liable for any errors or inaccuracies, regardless of the cause, or the lack of timeliness of, or for any delay or interruption in the transmission thereof to the user.

Your Consent:  In using this website, providing data, and/or clicking on a link, you are consenting to BAI’s Disclosures, Terms & Conditions and the Website Privacy Policy:

Website Privacy Policy:  Protecting privacy is very important to BAI. However, no method of transmission over the Internet, or method for storing data electronically is 100% secure.

On this website, completing the Contact Us submission will provide us with (in either singular instance or plural instance) a name, an address, an email address, a phone number and other means by which to reach you.  We do not disclose nor sell this information to any party. However, all of our communications with the public are subject to review under our compliance program and/or by regulators who may be either internal or external persons for the purposes of ensuring we are complying with all regulations, and in such instances, the information is not retained and is confidential.  We treat non-public personal information in accordance with our privacy policy.

With regard to data collection, we may collect data relating to your IP address, browser type and version, device, geographic location, pages you view, how you found our site, links you click on, metadata, interaction with videos we post, issues you have requiring support, and any other method of communication or device used to interact with BAI on this website.  This information is stored within the site’s infrastructure including logs and databases. Such information is available to the firm that assists us in managing this website. We use Cookies and Tracking tools for data collection.

We do not collect payment information. Any information we collect as a result of interacting with you subsequent to contact via the website is covered by the firm’s Privacy Policy.   All data collected on the website is subject to compliance with any regulatory agency.

Using Links on this Website:  With the exception of the links for Account Login, all links to other sites found on the BAI website are publicly available on the World Wide Web and are provided solely for the convenience of users. These sites are not sponsored or endorsed by, affiliated with, or the responsibility of BAI.  Links are being provided for information purposes only. Unless expressly stated otherwise, the owners of these linked sites are not affiliated with BAI and they do not sponsor or endorse the BAI site or the views expressed in these documents. Likewise, BAI is not affiliated with and does not endorse, authorize or sponsor any of the listed websites or their respective sponsors. BAI is not responsible for the content of any website or the collection or use of information regarding any website’s users and/or members.

Copyright and Trademarks:  The content on each of the web pages at this site, including, but not limited to images, design, graphics, and text  are owned or licensed by BAI, unless otherwise expressly stated. Except for your own personal use, none of the content on these web pages may be copied, transmitted, displayed, distributed, modified, framed or stored for subsequent use in whole or in part in any manner without BAI’s prior written consent. “Berkeley Advisors,” “Berkeley Advisors, Inc.”,  the phrase “Building Strategies Creating Futures,” and the BAI logo are trademarks or service marks or trademarks of BAI.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the CFP® certification mark, the CERTIFIED FINANCIAL PLANNER™ certification mark, and the CFP® certification mark (with plaque design) logo in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Other Disclosures and Terms & Conditions:     This website is designed for use by persons in the United States of America under the laws of the State of Georgia. Persons from non-U.S. locations cannot assume BAI is in compliance with any regulations or laws in their location. BAI is not registered to do business outside the United States of America.

The website may contain or provide access to newsletters, blogs, commentaries or articles for general discussion which may have specific comments or recommendations as of the date of the item.  Due to the factors of time, market actions/movements, economic conditions, your changing situation and other factors, the information may not be relied upon.

Users of this website, as a precondition of using this website, hold BAI and its officers and employees harmless from any and all adverse conditions as a result of accessing this website.


Compliance and Disclosures

Firm’s 2024 ADV Part II Brochure


Check our regulatory history and background:

Berkeley Advisors, Inc. | Catherine Mathis | Taylor Mathis